Jan 10, 2025 | Advisory Accounts | Brokerage Account Conversions | Bureau of Securities | commission-based brokerage accounts | Consent Order | Edward D. Jones & Co. L.P. | Edward Jones | investors | Multistate Investigation | Supervisory Failures | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release | Protecting New Jersey in Court
Attorney General Matthew J. Platkin and the Division of Consumer Affairs today announced that the Bureau of Securities has joined a $17 million nationwide multistate settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from a probe into the broker-dealer’s supervision of financial professionals moving customers’ commission-based brokerage accounts to fee-based investment advisory accounts.
Oct 5, 2023 | Alabama | Alaska | Arizona | Arkansas | Blackbaud | Colorado | Connecticut | contact details | cybertheft | Data Breach | Delaware | Demographic Data | donation history | driver’s license numbers | Employment | financial | financial information | Florida | Georgia | Hawaii | Idaho | identifying information | Illinois | including social security numbers | Indiana | Iowa | Kansas | Kentucky | Louisiana | Maine | manage personal data | Maryland | Massachusetts | Michigan | Minnesota | Mississippi | Missouri | Montana | Multistate Investigation | Nebraska | Nevada | New Hampshire | New Jersey | New Mexico | New York | North Carolina | North Dakota | Ohio | Oklahoma | Oregon | Pennsylvania | protected health information | ransomware | Rhode Island | Settlement | South Carolina | South Dakota | Tennessee | Texas | the District of Columbia | Utah | Vermont | Virginia | Washington | West Virginia | Wisconsin | Wyoming. | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release
Company Also Agrees to Improve Future Data Security and Breach Notification Practices. For Immediate Release: October 5, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorDivision of Law-...
Mar 2, 2022 | Consumer Protection Laws | Harms to Minors | Multistate Investigation | TikTok | Child Protection | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release
Bipartisan Coalition of AGs Probing Effects of TikTok Usage by Young Users For Immediate Release: March 2, 2022 Office of The Attorney General- Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs- Sean P. Neafsey, Acting DirectorDivision of Law-...
