Press Releases : investment concentration

New Jersey Bureau of Securities Announces Annual Examination of Investment Advisers is Underway

May 13, 2024 | Bureau of Securities | business practices | Division of Consumer Affairs | Examination of Investment Advisers | firm organization | investment accounts | investment adviser firms | investment concentration | risk assessment tool | securities industry | Consumer Protection | Division of Consumer Affairs | Press Release | Protecting New Jersey Consumers

Attorney General Matthew J. Platkin and the Bureau of Securities (“Bureau”) within the Division of Consumer Affairs today announced that the Bureau’s annual investment adviser examination is underway.