Jan 10, 2025 | Advisory Accounts | Brokerage Account Conversions | Bureau of Securities | commission-based brokerage accounts | Consent Order | Edward D. Jones & Co. L.P. | Edward Jones | investors | Multistate Investigation | Supervisory Failures | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release | Protecting New Jersey in Court
Attorney General Matthew J. Platkin and the Division of Consumer Affairs today announced that the Bureau of Securities has joined a $17 million nationwide multistate settlement with Edward D. Jones & Co., L.P. (Edward Jones) resulting from a probe into the broker-dealer’s supervision of financial professionals moving customers’ commission-based brokerage accounts to fee-based investment advisory accounts.
Aug 13, 2024 | Connecticut | Consent Order | Cyberattack | diagnostic testing | Enzo Biochem | Investigation | Mulstistate | New York | patients | personal and private information | privacy practices | ransomware attack | security precautions | Settlement Agreement | shared credentials | tech vulnerabilities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release
Data Breach of Lab Testing Company Exposed Health Information of About 331,600 New Jerseyans.
Jun 28, 2024 | Asbury Park | Broad Equitable Relief | Consent Order | Discrimination | Division on Civil Rights | Gender-Neutral Dress Code | LAD | Law Against Discrimination | LGBTQ+ | Marlboro | Monmouth Beach | Old Bridge | Penalty | Restaurant | Addressing Hate, Bias & Discrimination | Civil Rights | Division on Civil Rights | Press Release | Protecting New Jersey in Court | Sexual Assault Victims
Asbury Park Restaurant Agrees to Broad Equitable Relief, to Adopt New Gender-Neutral Dress Code, and to Pay Penalty.
Jan 17, 2023 | Consent Order | Freehold | Office of Weights and Measures | Scrap Metal | Settlement | South Amboy | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release
For Immediate Release: January 17, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorOffice of Weights and Measures- David Freed, Acting SuperintendentDivision of Law- Michael T.G. Long,...
