Jan 16, 2024 | Appointment | Bureau Chief | Bureau of Securities | Elizabeth M. Harris | financial markets | investor fraud | Bureau of Securities | Division of Consumer Affairs | Press Release
Attorney General Matthew J. Platkin has appointed Elizabeth M. Harris to serve as Chief of the Bureau of Securities (“Bureau”), effective today. The Bureau, which operates within the Division of Consumer Affairs, is charged with protecting investors from investment fraud, and with regulating the securities industry in New Jersey.
Jun 14, 2023 | (SAFE Act) | AIA Exam | Bureau of Securities | Division of Consumer Affairs | Investment Adviser Written Examination | NJ Safeguarding Against Financial Exploitation Act | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release | Protecting New Jersey Consumers
Assessment Aimed at Identifying, Addressing Potential Risks to Investors For Immediate Release: June 14, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G....
Jun 6, 2023 | Bureau of Securities | Coinbase | Crypto Staking | Federal Deposit Insurance Corporation | Securities Investor Protection Corporation | Securities Law Violation | Summary Cease and Desist Order | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release
For Immediate Release: June 6, 2023 Office of the Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau ChiefDivision of Law- Michael T.G. Long, Director For Further Information: Media...
