State of New Jersey | Department of Law & Public Safety

Matthew J. Platkin, Attorney General

Press Releases : Broker-Dealer Agent

NJ Bureau of Securities Revokes Registration, Assesses $150,000 Civil Penalty Against Former New Jersey Broker-Dealer Agent Who Sold Unregistered Securities Tied to a Tequila Production Company

Jul 31, 2023 | | | | | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release | Protecting New Jersey Consumers

For Immediate Release: July 31, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau ChiefDivision of Law- Michael T.G. Long, Director For...
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