NJ Bureau of Securities Revokes Registration, Assesses $150,000 Civil Penalty Against Former New Jersey Broker-Dealer Agent Who Sold Unregistered Securities Tied to a Tequila Production Company

For Immediate Release: July 31, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau ChiefDivision of Law- Michael T.G. Long, Director For...

AG Platkin: Division of Consumer Affairs Reaches Settlements with 22 Employment/Personnel Service Firms Allegedly Operating as Unregistered Businesses in NJ

For Immediate Release: July 27, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting Director For Further Information: Media Inquiries-Lisa CoryellOAGpress@njoag.gov NEWARK – Attorney General Matthew...

AG Platkin and the Division of Consumer Affairs Announce $502,000 Settlement with Freedom Mortgage Corp.

Settlement Resolves Allegations of Harassing Sales Calls, Bait and Switch Sales Tactics, and Other Violations of Consumer Protection Laws For Immediate Release: July 11, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer...

AG Platkin: NJ Bureau of Securities Issues Order to Halt Sales of Unregistered Interest-Bearing Crypto Accounts

NJ Penalty and Cease & Desist Order Part of Coordinated Multi-State Enforcement Actions For Immediate Release: June 15, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of...

New Jersey Bureau of Securities Announces Launch of Annual Investment Adviser Examination

Assessment Aimed at Identifying, Addressing Potential Risks to Investors For Immediate Release: June 14, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G....

AG Platkin Announces $40,000 to be Donated to Survivors of the Triangle from Settlement with Fraudulent Charity

For Immediate Release: June 7, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorDivision of Law- Michael T.G. Long, Director For Further Information: Media Inquiries-Rob...
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