New Jersey Bureau of Securities Takes Action Against Secaucus-Based National Realty Investment Advisors, Citing Massive Nationwide Securities Fraud

For Immediate Release: June 21, 2022 Office of the Attorney General- Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau ChiefDivision of Law- Michael T.G. Long,...

New Jersey Bureau of Securities Announces the Launch of the Annual Examination of Investment Advisers

For Immediate Release: June 15, 2022 Office of the Attorney General- Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau Chief For Further Information: Media...

New Jersey Bureau of Securities Orders Cryptocurrency Company ‘Voyager Digital’ to Stop Offering and Selling Interest-Bearing Accounts

For Immediate Release: March 29, 2022 Office of The Attorney General- Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs- Sean P. Neafsey, Acting DirectorBureau of Securities- Amy Kopleton, Acting Bureau ChiefDivision of Law- Michelle L. Miller,...

Acting AG Platkin: New Jersey Bureau of Securities Revokes Registrations of Broker-Dealer Agent Accused of Stealing from Elderly Clients

Rivero Jr. Allegedly Exploited Personal Relationships to Gain Access to the Funds of Spanish-Speaking Family Friends and Other Vulnerable Elderly Clients For Immediate Release: March 14, 2022 Office of The Attorney General- Matthew J. Platkin, Acting Attorney...

Acting AG Platkin: Cryptocurrency Lending Platform BlockFi Agrees to $100 Million Settlement with State and Federal Securities Regulators

For Immediate Release: February 14, 2022 Office of The Attorney General- Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs- Sean P. Neafsey, Acting DirectorBureau of Securities- Amy Kopleton, Acting Bureau ChiefDivision of Law- Michelle L....

New Jersey Bureau of Securities Proposal for Fiduciary Rule Will Expire as Bureau Continues Efforts to Protect Investors in an Evolving Market

For Immediate Release: December 24, 2021 Office of The Attorney General- Andrew J. Bruck, Acting Attorney GeneralDivision of Consumer Affairs- Sean P. Neafsey, Acting DirectorBureau of Securities- Christopher W. Gerold, Bureau Chief For Further Information: Media...
Translate »