Jul 31, 2023 | Broker-Dealer Agent | Civil Penalty | NJ Bureau of Securities | unregistered securities | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release | Protecting New Jersey Consumers
For Immediate Release: July 31, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau ChiefDivision of Law- Michael T.G. Long, Director For...
Jun 15, 2023 | Aber | New Jersey’s Uniform Securities Law | NJ Bureau of Securities | Plutus Financial Inc | Plutus Lending LLC | Unregistered Interest-Bearing Crypto Accounts | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release | Protecting New Jersey Consumers
NJ Penalty and Cease & Desist Order Part of Coordinated Multi-State Enforcement Actions For Immediate Release: June 15, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of...
Jun 14, 2023 | (SAFE Act) | AIA Exam | Bureau of Securities | Division of Consumer Affairs | Investment Adviser Written Examination | NJ Safeguarding Against Financial Exploitation Act | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release | Protecting New Jersey Consumers
Assessment Aimed at Identifying, Addressing Potential Risks to Investors For Immediate Release: June 14, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G....
Jun 6, 2023 | Bureau of Securities | Coinbase | Crypto Staking | Federal Deposit Insurance Corporation | Securities Investor Protection Corporation | Securities Law Violation | Summary Cease and Desist Order | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Division of Law | Press Release
For Immediate Release: June 6, 2023 Office of the Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau ChiefDivision of Law- Michael T.G. Long, Director For Further Information: Media...
May 11, 2023 | Artificial Intelligence Investment Scam | Cease & Desist | Cryptocurrency | Hedge4.ai | New Jersey Bureau of Securities | The Shark of Wall Street | TruthGPT Coin | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release | Statutes, Regulations & Rules
For Immediate Release: May 10, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau Chief For Further Information: Media Inquiries-Rob...
Apr 14, 2023 | Financial Regulatory Authority (“FINRA”) | investors | Multistate Settlement | North American Securities Administrators Association (“NASAA”) | operational and technical failures | Robinhood | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release | Protecting New Jersey Consumers
For Immediate Release: April 14, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau Chief For Further Information: Media Inquiries-Rob...
